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Mithibai College of Arts, Chauhan Institute of Science and Amrutben Jivanlal College of markets/debt-and-fixed-income/wholesale-fixed-income-securities
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SEBI Circulars For Investors

SEBI Circulars For Investors

Complaint / Conciliation / Arbitration

SEBI circulars for investors — complaint, conciliation and arbitration
Sr.No.ParticularsDateDownload
1Master Circular for Online Resolution of Disputes in the Indian Securities Market28-12-2023
2Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market20-12-2023
3Centralized mechanism for reporting the demise of an investor through KRAs03-10-2023
4Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform20-09-2023
5Master Circular for Online Resolution of Disputes in the Indian Securities Market11-08-2023
6Corrigendum cum Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market04-08-2023
7Online Resolution of Disputes in the Indian Securities Market31-07-2023
8Comprehensive guidelines for Investor Protection Fund and Investor Services Fund at Stock Exchanges and Depositories30-05-2023
9Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination16-03-2023
10Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform07-11-2022
11Investor Grievance Redressal Mechanism and Amendment to SEBI Circular no. SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 201704-07-2022
12Investor Grievance Redressal Mechanism03-06-2022
13“Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)”30-05-2022
14Clarifications with respect to Circular dated November 03, 2021, on 'Common and simplified norms for processing investor's service request by RTAs and norms for furnishing PAN, KYC details and Nomination'14-12-2021
15Common and Simplified Norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination03-11-2021
16Amendment to SEBI Circular SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017 on Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism02-09-2021
17Investor Grievance Redressal Mechanism06-11-2020
18Standard Operating Procedure in the cases of Trading Member /Clearing Member leading to default01-07-2020
19Streamlining the Process of Rights Issue22-01-2020
20Investor grievance redress mechanism – new policy measures26-03-2018
21Amendment pursuant to comprehensive review of Investor Grievance Redressal Mechanism23-02-2017
22SARAL Account Opening Form for resident individuals04-03-2015
23Disclosure of Investor Complaints on websites of Stock Exchanges (Circulars upto this incorporated at Chapter 6 (IV) in SEBI Master Circular dated 20/05/2014)28-10-2013
24Investor Grievance Redressal Mechanism26-09-2013
25Arbitration Mechanism in Stock Exchanges26-09-2013
26Arbitration Mechanism in Stock Exchanges05-07-2013
27Arbitration Mechanism in Stock Exchanges05-07-2013
28Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators18-03-2013
29Arbitration Mechanism in Stock Exchanges07-11-2012
30Redressal of investor grievances against listed companies in SEBI Complaints Redress System (SCORES)13-08-2012
31Redressal of complaints against Stock Exchanges (SEs) and Depositories through SEBI Complaints Redress System (SCORES)15-06-2012
32Investor Grievance Redressal Mechanism at Stock Exchanges15-02-2012
33Composition of arbitration committee20-01-2012
34Investor Grievance Redressal Mechanism at Stock Exchanges20-01-2012
35Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES)25-08-2011
36Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)24-08-2011
37Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)02-08-2011
38SMS and E-mail alerts to investors by stock exchanges02-08-2011
39Arbitration mechanism of stock exchanges - Applicability of the provisions of the Limitation Act, 196309-02-2011
40Arbitration Mechanism in Stock Exchanges31-08-2010
41Arbitration Mechanism in Stock Exchanges11-08-2010
42Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant23-04-2010
43Disclosure of regulatory orders and arbitration awards on Stock Exchange website01-04-2010
44Limitation period for filing of Arbitration reference02-12-2009
45Permanent Account Number (PAN) to be the sole identification number for all transactions in the securities market27-04-2007
46Mandatory requirement of Permanent Account Number (PAN) – Issues and clarifications26-09-2006

Others

SEBI circulars for investors — others
Sr.No.ParticularsDateDownload
No records available.
Circulars