Announcement:
Mithibai College of Arts, Chauhan Institute of Science and Amrutben Jivanlal College of markets/debt-and-fixed-income/wholesale-fixed-income-securities
MSE
45,049.85+ 201.93 (0.45%)04 May, 05:02 pm ISTSX40

Complaint / Arbitration Status

Complaint / Arbitration Status

Complaint Status Issued - In Compliance With SEBI Circular MRD/DOP/SE/CIR-10/2009 Dated September 03, 2009

Complaint status reports available for download
DescriptionFile
Report 1A - Complaints received against Trading Member during the financial year 2026-27
Report 1B - Redressal of complaints lodged by clients against trading members during the previous financial year (2025-26)
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (2026-27)
Report 2A - Complaints received against listed companies during the current financial year 2026-27
Report 2B - Redressal of complaints against listed companies during the previous financial year (2025-26)
Report 2C - Redressal of complaints lodged by investors against Listed companies during the current financial year (2026-27)
Report 3A - Disposal of arbitration proceedings (where client is a party) during the previous financial year (2025-26)
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (2026-27)
Report 4A - Penal actions against trading members during the previous financial year (2025-26)
Report 4B - Penal actions against trading members during the current financial year (2026-27)...

Arbitration Status - Issued In Compliance With SEBI Circular CIR/MRD/DSA/24/2010 Dated August 11, 2010

Arbitration status formats available for download
DescriptionFile
Format A - Disposal of Arbitration Proceedings (where client is a party) initiated since April 1, 2010
Format B - Arbitrator-wise Arbitration Proceedings (where client is a party) disposed of since April 1, 2010
Format C - Disclosure of Arbitration and Appellate Arbitration Awards Passed since April 1, 2007

Disclosure Of Complaints Against Stock Exchange

Disclosure of complaints against the Stock Exchange
DescriptionFile
Disclosure of complaints against Stock Exchange

Inspection Related Action Taken Against Members

Final enforcement orders passed against trading members, by member and financial year
Member IDMember NameMonth Of IssueFinancial YearFile
1045INTEGRATED MASTER SECURITIES PVT LTDJan-20FY 2019-20
51800MEHTA EQUITIES LTDJan-20FY 2019-20
74400AKSHAT CAPITAL SERVICES PRIVATE LTDMar-20FY 2019-20
52700BHAGVATI INVESTMENTMar-20FY 2019-20
50200FINANCE MONITOR (I) PVT LTD.Mar-20FY 2019-20
59800SAGUN MARKETING PVT LTDMar-20FY 2019-20
11240GOODWILL WEALTH MANAGEMENT PRIVATE LIMITED (SEBI Joint Inspection)Jan-21FY 2019-20
74400AKSHAT CAPITAL SERVICES PVT LTDJun-21FY 2020-21
50200FINANCE MONITOR (I) PVT LTD.Aug-21FY 2020-21
50100R.K.GLOBAL SHARE & SECURITIES LTDAug-21FY 2020-21
66800STANDARD SECURITIES & INVST INTRMDTS LTDMar-22FY 2020-21

List Of Default/Expelled Members And Orders Passed Against Them

Circulars