Compliance Calendar
Compliance Calendar
Metropolitan Stock Exchange of India Ltd. (MSE) has designed a compliance calendar for the convenience of Listed Companies. It focuses on time-lines and critical points for carrying out necessary compliances as per the Listing Agreement.
The Companies are obligated to make certain event based and periodic disclosures / submissions under the Listing Agreement for the information of its shareholders / Investors which demonstrates transparency / good corporate governance practices being followed by companies. The Compliance calendar is divided into two parts -
- Event Based Compliances: It includes the compliances to be carried out on the happening of certain events in the Company.
- Periodic Compliances: It includes the compliances to be carried out on periodic basis i.e. Yearly, Half Yearly and Quarterly.
MSE Compliance Calendar
| Quarterly Compliance | When to Comply | ||||
|---|---|---|---|---|---|
| Regulation Reference | Timeline | For the quarter ended June | For the quarter ended September | For the quarter ended December | For the quarter ended March |
| Integrated Filing - Governance (comprising Regulation 13(3) Statement on reclassification of investor grievances and 27(2) Compliance Report on Corporate Governance and levy provisions of Regulation 30) | Within 30 days from the end of the quarter | By 30 - July | By 30 - October | By 30 - January | By 30 - April |
| Regulation 31 (1) (b)- Shareholding Pattern : Download Regulation (.zip) |
Within 21 days from the end of the quarter | By 21 - July | By 21 - October | By 21 - January | By 21 - April |
| Integrated Filing - Financials (comprising Regulation 33 (3) (a) Financial Results alongwith Limited review report/Auditor's report, Regulation 23(9) Disclosure of Related Party Transactions and Regulation 32 (1) Statement of deviation(s) or variation(s))* | Within 45 days from the end of the quarter/Within 60 days from the end of the last quarter | By 14 - August | By 14 - November | By 14 - February | By 30 May |
| Reconciliation of share capital audit report | Within 30 days from the end of the quarter | By 30 - July | By 30 - October | By 30 - January | By 30 - April |
| *Provided that such listed entity in respect of which a resolution plan under section 31 of the Insolvency Code has been approved, shall disclose its financial results within ninety days from the end of the quarter in which such resolution plan was approved, except in case such resolution plan has been approved in the last quarter of a financial year. •The frequency of compliance regarding Regulation 23(9) with respect to the disclosure of Related Party Transactions shall be Half Yearly. |
|||||